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Ch. 13

LuxSE Listing Venues Comparison

BdL regulated market vs Euro MTF vs LuxSE SOL — requirements, ongoing obligations, and market abuse rules

CriterionBdL (Regulated Market)Euro MTF (MTF)LuxSE SOL (Official List)
Venue typeEU regulated marketMultilateral trading facilityOfficial list — no trading
Governing frameworkProspectus Regulation + Transparency Directive + MARLuxSE own rulesLuxSE own rules
CSSF roleCompetent authority — approves Prospectus Regulation prospectusesLuxSE is competent body (not CSSF)LuxSE is competent body
Admission documentCSSF-approved prospectus (Prospectus Regulation)LuxSE listing document (own rules)LuxSE admission document
MAR (Market Abuse Regulation)Applies in full — insider dealing/manipulation criminalDoes not apply (LuxSE market integrity rules only)Does not apply
Annual report deadlineWithin 4 months (Transparency Directive)Within 4 months (LuxSE rules)Within 6 months (LuxSE rules)
Half-year reportWithin 3 months (Transparency Directive)Not mandatoryNot mandatory
Ad hoc disclosure obligationMandatory — as soon as possible under MAR Art. 17Prompt disclosure per LuxSE rulesPrompt disclosure per LuxSE rules
PDMR personal transaction reportingYes — within 3 business daysNot requiredNot required
Major holding notificationsYes — 5%, 10%, 15% etc. thresholdsPer admission document termsNot applicable
Typical usersLarge UCITS; ETFs seeking EU regulated market statusInternational bonds; AIFs; institutional fundsFunds wanting listing recognition without trading venue
Can be combined with other LuxSE venuesNo — one venue only per securityNo — one venue only per securityNo — one venue only per security
📌 Data sourced from Lux Investment Funds 2025, Chapters 13. Verify current requirements with CSSF at cssf.lu.