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AML / KYC Quick Quiz
Quick Check
~8 mins
0/6
QUICK QUIZ
Test the Chapter 15 core controls before you move into the full scenario
Question 1 of 6
What is the correct first move when a layered investor file lands with nominee structures and commercial pressure to onboard quickly?
A
Accept the investor and complete the missing AML work after close
B
Run a risk-based classification and map ownership / control before approval
C
Only verify the signatory because the distributor knows the investor
D
Ignore the structure if the investor is subscribing to a professional fund
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